RCC

Operations, Risk Management, Compliance and Clearing

Cash booking risk

Portfolio risk

Settlement

Risk Management (Front & Middle Office)

1- Financial Risk Management System:

RMS is modifiable system that monitors all clients' portfolios and all open positions with intraday margin.

Feature:

• Secure environment with privileged control access
• Monitor all open positions with netting all open buy and sell positions and average the prices based on Instruments.
• Calculates intraday Margin and initial Margin on client's accounts.
• Monitor client's accounts and portfolios.
• The system can calculate number of lots that must close on client account to save the account without liquidation.
• The system provides all margin call accounts with percentage.

2- Operational Risk Management System

Operational Risk Management System is a modifiable system that helps the institutions to control and manage customers or internal users accessing profile.

This control feature is maintained by the security policies and can be prepared by the privileged users.

Features:

• Activity management
• Service call logging
• Defines system parameter (countries, cities, companies, branches, sectors, cost centers and currencies).
• Easy way to define permissions and authorization for clients and end users.
• System supports the setup of user ids and passwords along with the parameters used to validate users' access.
• More than one authority level depending on the type of the transaction (different levels of security) i.e. to accept (change or view only or none) over the report, table, field and account.
• Supports grouping method to group specific users in order to set privileges for the whole group.
• Security level based on items (controls).
• Each action done in the system is logged and can be traced which provides a controlled access policy of the system.
• The system can be connected to a time attendance points to prevent the unauthorized access.
• System provides the capability to cancel user access by freezing the accounts.
• The system provides the capability to suspend user accounts (during vacations and holidays).
• User password must be reset on expiry date by authorized user and the system provides automatic warning message to the users if the password in near expiry.
• The system provides the capability to automatically logout the users if he/she left the system idle without use after specific time.
• It provides extra security features at the system level, company level and user defined menu levels, such as complete audit histories on all changes made to the erp system, the system provides users activity log and statistical report to be generated to reflect details of the activities done for a given time period and ip address.
• The calendar holiday in system to be re-set